D.
Bakan, D. Merkur, and D. Weiss, Maimonides’ Cure of Souls: Medieval
Precursor of Psychoanalysis (Albany, NY, SUNY Press: 2009) xviii +
183. $23.95.[1]
This book is fascinating. For those of us for
whom the study of Maimonides has been rooted in history of thought or in
systematic philosophy and theology, this book provides a psychotherapeutic and
psychoanalytic reading of Maimonides. And, for those of us for whom study of
Freud has been rooted in history of psychoanalysis, this book provides an
insight into an important source for some of Freud’s most radical ideas.
David Bakan, in Sigmund Freud and the
Jewish Mystical Tradition (1958), realized that, in the history of
psychology, the most original ideas of Freud – the existence and power of the
unconscious, the omnipresence of sexuality, the interpretation of dreams, the use
of free association, and many others – seemed to have no precedent and
theorized that Freud had derived some of these ideas from Jewish mysticism.
There were two problems with Bakan’s thesis: First, the only hard evidence he
had was the existence of a translation of the Zohar in Freud’s
library in Vienna which, however, did not make it to his library in London.
(This, he later wrote me, was because Freud’s library itself had been split
up.) And, second, the Zohar is a highly coded book and it was
not clear whether Freud, himself a master decoder, actually understood that
the sefirot of the Zohar are internal to
God’s personality. (This is now clear from the work of I. Tishby, The
Wisdom of the Zohar, and D. Matt’s new translation and commentary, The
Zohar: The Pritzker Edition. For a simplified version, see D.
Blumenthal, Understanding Jewish Mysticism, vol. 1.)
Later in his life, Bakan, together with his
disciple Dan Merkur, tended to see Maimonides as the precedent for Freud’s most
original ideas. Bakan died in the process of this work and Merkur continued it.
This book is the fruit of that labor.
The choice of Maimonides was a good one for
several reasons. First, Maimonides’ works, especially his work on
psychology, The Eight Chapters, and his work on philosophy, The
Guide for the Perplexed, existed in German and French (and later in
English) translations already in Freud’s time. Second, Maimonides was a
“cultural hero” for assimilating Jews in the 19th and 20th centuries
who read Maimonides as a “scientist” and “rationalist,” creating for themselves
a kind of “Jewish Kant” (see, for example, J. Harris, “The Image of Maimonides
in Nineteenth-Century Jewish Historiography,” Proceedings of the
American Academy for Jewish Research, 54, 1997, 117-39.) Third, as a modern
“cultural hero,” Maimonides was almost surely the subject of lectures and
conferences at the Vienna lodge of B’nai Brith that Freud attended regularly
and in which he also gave lectures. Finally, as Merkur shows, Freud, while not
himself observant or even religious in a theological sense, came from an
educated Jewish family in which the works of Maimonides would likely have been
available, perhaps even discussed.
In seven chapters, Merkur (clearly the chief
author), reading Maimonides as a psychotherapist and psychoanalyst, sets forth
his argument. Chapter One argues that Maimonides saw his chief task as a healer
of body and soul. The latter was to be accomplished through science and
philosophy, with philosophy being a transformative process not just an
intellectual exercise. Merkur expounds the Maimonidean-Aristotelian theory of
happiness (eudaemonia, simha / no`am / hesheq, ghibta) as rooted in the
perfection of the moral and intellectual virtues, this being the goal of human
life. He, then, expounds Maimonides’s cognitive-behavioral therapy that is
composed of two parts: first, desensitize by practicing the opposite virtue or
vice until one has reached the golden mean of balanced behavior. Maimonides
also taught that bad behavior leads to denying that such behavior is bad, i.e.,
to a voluntary refusal to believe what one already knows - that the act was
wrong. It is, thus, not ignorance that leads to sin, but sin that leads to
denial which is a form of (sub)conscious ignorance. Repentance, therefore,
must first correct the actions but it must also include the cognitive belief
that sin can be corrected. Teshuva (repentance), in its
intellectual as well as its actional dimensions is, thus, Maimonides’
cognitive-behavioral therapy.
Chapter Two presents Maimonides’
“intellectualist mysticism” which is “an ’aha’ experience of creative
inspiration … when someone ‘gets’ an idea … when ‘the penny drops.’” Thus, for
Merkur, the Active Intellect, in Maimonides, “was the process within the
rational faculty that produced or constructed abstractions.
The abstractions did not preexist the process of their derivation from sensory
data” (emphasis theirs). Merkur also maintains that, “through engaging in a
certain specified intrapsychic process, it is possible to reach beyond the veil
which covers the unmanifest” and to create “the possibility of radical reform
of the condition of human experience.” Merkur identifies this process as
“meditation” (hitbonenut). It is accomplished by careful reasoning and
is followed by “practicing the presence of God,” i.e., “a cognitively rich and
varied process of inspiration that he [Maimonides] identified with biblical
prophecy… engaging God in a prophetic dialogue….” Bakan and Merkur call the
whole “rational mysticism.”
In working out his theory, Merkur graciously
acknowledges a thesis that I eventually called “philosophic mysticism” (D.
Blumenthal, Philosophic Mysticism: Studies in Rational Religion,
esp. ch. 6). As I read Maimonides in his 12th century context,
I find that he teaches that there is a “post-philosophic” experience of
“being in the presence of God.” Merkur, however, disputes my claim and favors
Bakan’s thesis that there is nothing “post”-philosophic at all. Rather, “the
bliss is never postrational or nonrational… indicate that a cognitively limited
or seemingly empty experience was emphatically not the content of Maimonides’
contemplative experience.” I think Bakan and Merkur, by denying the extramental existence
of the Intelligences and the intellect,[2] a
belief that was common in medieval Jewish and Muslim philosophical theology,
have distorted Maimonides and, therefore, also his understanding of the
ultimate religious experience. However, others scholars share Bakan and
Merkur’s reading of Maimonides and they may be right. Nonetheless, I suspect
that the denial of the postrational is a projection of modern sensibilities and
conceptualities.
Chapter Three argues that, for Maimonides,
imagination is central to prophecy but imagination is also the source of sin in
that it allows humans to imagine that evil is good. Thus, imagining a bad act
to be good induces one to actional sin and imagining God to be anthropomorphic
induces one to theological sin. Maimonides handled theological sin by teaching
the value of “negative theology” and by making all prophecy (except that of
Moses) a metaphor, i.e., a dream or a vision. Even the Binding of Isaac occurs
in a prophetic vision and is not a real historical event.[3] Freud
must have been fascinated by this ‘book on dreams and visions’ in which the
images of the imagination can cause illness / sin.
Chapter
Four argues that Maimonides openly admits that sacred texts, as well as his own
text, use exoteric-esoteric methods of teaching; the interpretation is always
the true meaning, never the surface imagery. In this sense, even “the world to
come” is, as Merkur sees it, a metaphor: “Maimonides was speaking of sober and
contemplative states of consciousness during mortal life. He was not speaking
of mortal life and an afterlife.” I, again, disagree with Bakan and Merkur and
prefer a more rabbinic and medieval reading in which the extramental reality of
the Intelligences and the human intellect allow for a life after death in a
distinctly philosophic mystical sense.
Chapter
Five argues that there were three categories of secret teaching in rabbinic
Judaism: matters pertaining to sexuality, the creation story, and the
interpretation of the vision of Ezekiel. Merkur does not deal with the first
except to suggest that its inclusion among the secrets of the law might suggest
that the other two also had sexual content. As to creation, Merkur reads
Maimonides’ dichotomies of heaven and earth and Adam and Eve as referring to
form and matter respectively, with form being active and matter being
receptive. Citing Guide 1:46 that “we have no intellectual
cognition of our bringing somebody other than us into existence except through
sexual intercourse,” Merkur goes on to propose that the union of form and
matter suggests the ultimate sexuality of creation and, that “creation out of
nothing” can only be envisioned by sexual imagery. The use of
sexual imagery to expound the doctrine of creation is Maimonides’ secret
teaching. Freud would have been struck powerfully by this.
The
vision in the first chapter of Ezekiel known as “the account of the chariot”
was the most secret of all teachings. Maimonides, strictly following the
rabbinic prescriptions, does not expound this directly but gives only hints and
contradictory statements. This has puzzled all interpreters of Maimonides, as
it is supposed to. Merkur threads his way through these passages and,
interpreting the image that is the center of Ezekiel’s vision as the key
metaphor for God, notes that it is fire from the waist down and hashmal from
the waist up. Ezekiel’s description of God in his vision is, thus, another of
Maimonides’ “paired ideas” and hence, as Merkur sees it, contains a sexual
teaching. Maimonides reads hashmal (a color in the original)
in its rabbinic sense of “rapid” and “cutting” (actually, “circumcising”).
This, Merkur takes to indicate that the figure is “engaged in coitus, sawing
back and forth in his seat.” Merkur goes on to suggest: “Metaphysics cannot be
conceptualized without recourse to anthropomorphism” and the “account of the
chariot,” which is the description of God in visual terms, is thus a sexual
metaphor for God. Freud would have been struck powerfully by this, too.
I
doubt Maimonides had this in mind, though it is not impossible if the true
“secret” here is the permissibility and pervasiveness of sexual imagery -- only
as a metaphor, not as a theological assertion about creation and certainly not
about God. This is a very Freudian reading of the esoteric nature of
Maimonides’ teaching. (The non-Freudian reading of esoteric meaning of creation
would be that “creation” need not be an act in time as the Bible teaches, but
could be an ongoing, eternal act in which the Creator has always been, and
continues to be, causally and ontologically prior to creation. The non-Freudian
reading of esoteric teaching of God would be that even intellect cannot be used
to describe God; only a post-rational experience of God that is
rooted in the mind can “define” God.) Given Bakan and Merkur’s Freudian reading
of Maimonides’ reading of Ezekiel’s vision, I wonder how they missed the obviously
homoerotic dimension of the imagery. This would fit well with the pervasive
sexuality of the “secret” but also with the rigorously androcentric view of
reality that is the core of rational (and particularly, medieval rational)
thinking. Such a reading was not unknown in later kabbala.
Chapter
Six reviews concisely the therapeutic method of Maimonides: philosophic
understanding of science, followed by theological argument for God’s existence
and unity, followed by meditation on the presence of God that leads to love and
fear of God. This meditative fear intensifies to “a guilty mystical death”
while the meditative love intensifies to “bliss / passionate love” which is
identical with “an immediate sense of the Shekhinah.” The whole is
called “rational mysticism,” and it follows actions taken to correct wrong
behavior. Within philosophic study, Maimonides recommends treating all imagery
as metaphoric, especially the fundamental sexual imagery. All this enables
healing of the soul, called “perfection.” Here, Merkur admits that Maimonides’
cognitive-behavioral therapy is only supportive; it does not provide
“resolution of mental conflict, leading to increased psychic integration.” As a
result, Maimonides’ method was only for the self-selected.
Chapter
Seven lists convergences between Maimonides and Freud:
(1) Both believed that imagination projects imagery on the concept of
God. Freud, however, rejected Maimonides’ theory that imagery need only to be
interpreted as metaphor to generate true meaning, and preferred to see imagery
as an expression of another truth. (2) Both admitted that the primary impulse
for knowledge was preconscious, and that it was imagination and thought that
gave form to that primary impulse / emanation. (3) Both admitted the reality of
fantasy / imagination that creates a true reality of it own. Further, both
admitted that the reification of this imagination was the source of error. (4)
Both understood that dreams (and visions) were the result of mental and
imaginative work; that dreams had exoteric and esoteric levels of meaning; and
that dreams used various techniques to conceal their inner meaning. (5) Both
privileged the hidden levels of dreams and especially the place of sexual
imagery as the fundamental secret. (6) Both believed that “resistance” (the
inability to recognize the wrongness of one’s deeds or thoughts because of
denial and repression) was the cause of wrong / sinful behavior, and brought
therapy to a halt. For both, inappropriate thoughts, desires, and deeds need to
be admitted as part of therapy. (7) Both recognized that behavior and belief
could become compulsive / that God punished sinners by cutting them off from
Him, i.e., by hardening their hearts. Hence, freeing / recovering one’s will
through critical autobiographical work -- and, for Maimonides, through
behavioral change -- was crucial to therapy. (8) Both understood that religion
rests on science and provides a framework for social-religious teaching of
proper behavior; further, that Judaism was a development out of more primitive
religions. (9) Both shared an androcentric view of the world. Finally (10),
both were preoccupied with Moses and saw themselves as teachers of a definitive
saving truth. A great chapter that shows two great minds at work, the one likely
an influence on the other.
So
much has been written on Maimonides and so much has been written on Freud. This
book is a definite contribution to that effort.
David
R. Blumenthal
Emory
University
[1] This appeared in Reviews
in Religion and Theology, 18:2 (2011) 276-81.
[2] After Plotinus’ “Enneads”
were translated into Arabic as “The Theology of Aristotle,” the prevailing
opinion was that intellect/intelligence was both in creation and also outside
of creation; i.e., mind was not only “in the mind and in the world” but also
“outside” the world/creation. Mind was in God, or was God. To be in “contact”
with mind or to “unify oneself” with mind was, thus, to experience a moment in
which one “left” creation, including mind, and “touched” something outside
creation; i.e., touched God. “Extramental” is the word used in medieval
philosophy to designate that existence/essence that is beyond/outside
creation/nature.
[3] Philosophic mysticism is a
psychic process that moves up the chain of being: humans work
philosophically, refining their intellects and purging their imaginations of
distortions, thus “meditating” their way up to the Tenth Intelligence.
Prophecy, by contrast, is a psychic process that moves down the
chain of being: pure intellectual energy emanates down the chain to the Tenth
Intelligence, then to human intellects that give it shape in reason, and then
to human imaginations that give the intellectual energy, now “reason-able,” its
metaphors. The primary experience of prophecy, thus, is not “post”-philosophic
but “pre”-philosophic.